relative to supervision and registration requirements for associates of broker-dealers.

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14 actions

Jun 24, 2026 upper

Signed by the Governor on 06/19/2026; Chapter 189; Effective 06/19/2026
Jun 10, 2026 lower

Enrolled (in recess of) 06/04/2026 HJ 15
Jun 10, 2026 upper

Enrolled Adopted, VV, (In recess 06/04/2026); SJ 14
May 14, 2026 lower

Ought to Pass: MA VV 05/14/2026 HJ 13
May 1, 2026 lower

Committee Report: Ought to Pass 04/29/2026 (Vote 15-0; CC) HC 19 P. 7
Apr 22, 2026 lower

Executive Session: 04/29/2026 10:00 am GP 229
Apr 16, 2026 lower

Subcommittee Work Session: 04/21/2026 01:15 pm GP 229
Apr 2, 2026 lower

Public Hearing: 04/07/2026 01:45 pm GP 159
Apr 1, 2026 lower

Subcommittee Work Session: 04/08/2026 10:00 am GP 229
Feb 26, 2026 lower

Introduced (in recess of) 02/19/2026 and referred to Commerce and Consumer Affairs HJ 5 P. 124
Feb 9, 2026 upper

Ought to Pass: MA, VV; OT3rdg; 02/19/2026; SJ 4
Feb 9, 2026 upper

Committee Report: Ought to Pass, 02/19/2026; Vote 4-0; CC; SC 6
Jan 13, 2026 upper

Hearing: 01/27/2026, Room 100, SH, 10:00 am; SC 1
Nov 21, 2025 upper

Introduced 01/07/2026 and Referred to Commerce; SJ 1